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NASAA / FINRA

Series 65

Required to act as an Investment Adviser Representative (IAR) in most states. No sponsorship required.

130 questions
180 min exam
4 topics
72% to pass

Course curriculum

1

Economic Factors & Business Info

15% of exam · 4 sections

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2

Investment Vehicles

25% of exam · 5 sections

3

Client & Portfolio Management

30% of exam · 5 sections

4

Laws & Regulations

30% of exam · 5 sections

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